United States Patent |
6,081,744
|
Loos
|
June 27, 2000
|
Electric fringe field generator for manipulating nervous systems
Abstract
Apparatus and method for manipulating the nervous system of a subject
through afferent nerves, modulated by externally applied weak fluctuating
electric fields, tuned to certain frequencies such as to excite a
resonance in neural circuits. Depending on the frequency chosen,
excitation of such resonances causes in a human subject relaxation,
sleepiness, sexual excitement, or the slowing of certain cortical
processes. The electric field used for stimulation of the subject is
induced by a pair of field electrodes charged to opposite polarity and
placed such that the subject is entirely outside the space between the
field electrodes. Such configuration allows for very compact devices where
the field electrodes and a battery-powered voltage generator are contained
in a small casing, such as a powder box. The stimulation by the weak
external electric field relies on frequency modulation of spontaneous
spiking patterns of afferent nerves. The method and apparatus can be used
by the general public as an aid to relaxation, sleep, or arousal, and
clinically for the control and perhaps the treatment of tremors and
seizures, and disorders of the autonomic nervous system, such as panic
attacks.
Inventors:
|
Loos; Hendricus G. (3019 Cresta Way, Laguna Beach, CA 92651)
|
Appl. No.:
|
118505 |
Filed:
|
July 17, 1998 |
Current U.S. Class: |
607/2 |
Intern'l Class: |
A61N 001/36 |
Field of Search: |
607/2
|
U.S. Patent Documents
1973911 | Sep., 1934 | Ruben | 607/152.
|
3678337 | Jul., 1972 | Grauvogel | 128/419.
|
3840020 | Oct., 1974 | Smith | 128/419.
|
3886932 | Jun., 1975 | Suessmilch | 128/908.
|
3941136 | Mar., 1976 | Bucalo | 607/39.
|
4084595 | Apr., 1978 | Miller | 128/422.
|
4197851 | Apr., 1980 | Fellus | 128/422.
|
4292980 | Oct., 1981 | Suzuki | 128/419.
|
4611599 | Sep., 1986 | Bentall et al. | 178/422.
|
4856526 | Aug., 1989 | Liss et al. | 128/422.
|
5169380 | Dec., 1992 | Brennan | 600/26.
|
Foreign Patent Documents |
0285415 | Dec., 1965 | AU | 607/2.
|
3327126 | Apr., 1984 | DE | 607/2.
|
2164563 | Mar., 1986 | GB | 607/2.
|
Other References
N. Wiener, Nonlinear Problems in Random Theory, 1958, p. 72, 72.
M. Hutchinson, Megabrain, 1991, p. 233-245.
|
Primary Examiner: Kamm; William E.
Parent Case Text
Continuation in part of Ser. No. 08/788,582, Jan 24, 1997, U.S. Pat. No.
5,782,874, which is a continuation in part of Ser. No. 08/447,394, May 23,
1995, abandoned, which is a continuation of Ser. No. 08/068,748, May 28,
1993, abandoned.
Claims
I claim:
1. Electric field generator for manipulating the nervous system of a
subject, which comprises:
generator means for generating a fluctuating voltage;
at least one pair of field electrodes;
distributor means, responsive to the fluctuating voltage, for charging the
field electrodes to opposite polarity;
said at least one pair of field electrodes to be positioned and oriented
such as to render the subject entirely outside the space between the field
electrodes.
2. The electric field generator of claim 1, further including a dielectric
positioned between the field electrodes.
3. The electric field generator of claim 1, further including casing means
for containing the generator means, the distributor means, and the at
least one pair of field electrodes.
4. Electrode for use in an electric field generator for manipulating the nervous system of a subject, comprising: an input port; at least one pair of field electrodes; distributor means, connected to the input port, for charging the field electrodes to opposite polarity when the input port is energized; said at least one pair of field electrodes to be positioned and oriented such as to render the subject entirely outside the space between the field electrodes.
5. The electrode of claim 4, further including a dielectric positioned
between the field electrodes.
6. A method for manipulating the nervous system of a subject, comprising
the steps of:
generating a fluctuating voltage;
constructing a pair of field electrodes;
applying the fluctuating voltage between the field electrodes to induce an
electric field; and
placing and orienting said pair of field electrodes such as to expose the
subject solely to the electric field outside the space between the field
electrodes.
7. The method of claim 6 for exciting in the subject a sensory resonance,
the sensory resonance having a resonance frequency, and wherein the
fluctuating voltage has a frequency, the method further including the step
of setting the voltage frequency to the resonance frequency.
8. A method for manipulating the nervous system of a subject, comprising
the steps of:
selecting on the subject a skin area away from the head;
generating a fluctuating voltage;
constructing a pair of field electrodes;
applying the fluctuating voltage between the field electrodes to induce an
electric field;
administering the electric field predominantly to said skin area, for
modulating afferent nerves without causing classical nerve stimulation,
and without causing substantial polarization current densities in the
brain of the subject.
9. The method of claim 8 for exciting in the subject a sensory resonance,
the sensory resonance having a resonance frequency, and wherein the
fluctuating voltage has a frequency, the method further including the step
of setting the voltage frequency to the resonance frequency.
Description
BACKGROUND OF THE INVENTION
The invention relates to neurostimulation of a subject by an external
electric field, induced by field electrodes positioned away from the
subject. Fluctuations of the field induce electric currents in the
subject's body, since bulk biological tissue is a rather good conductor of
electricity.
A neurological effect of external electric fields has been mentioned by
Norbert Wiener, in discussing the bunching of brain waves through
nonlinear interactions. The electric field was arranged to provide "a
direct driving of the brain". Wiener describes the field as set up by a 10
Hz alternating voltage of 400 V applied in a room between ceiling and
ground.
In U.S. Pat. No. 5,169,380 Brennan describes an apparatus for alleviating
disruptions in the circadian rythms of a mammal, where an alternating
electric field is applied across the head. The voltage applied to the
electrodes is specified as at least 100 V, and the peak-to-peak value of
the field as at least 590 V/m in free air before deploying the electrodes
across the head of the subject. The alternating electric field has a
frequency in the range from 5 to 40 Hz. Brennan states that the method is
aimed at subjecting at least part of the subject's brain to an alternating
electric field, in the belief that this would stimulate the influx of
calcium ions into nerve endings, which in turn would "regulate and
facilitate the release of neurotransmitters". It should be noted that
electric polarization of the head causes the field strength in the narrow
space between electrode and skin to be about a factor h/2d larger than the
free-air strength, h being the distance between the electrodes and d the
spacing between electrode and skin. For h=17 cm and d=5 mm the factor
comes to 17, so that with the specified free-air field of at least 590 V/m
the field in the gap between electrode and skin is at least 10 KV/m peak
to peak.
A device that involves a field electrode as well as a contact electrode is
the "Graham Potentializer" mentioned by Hutchison. This relaxation device
uses motion, light, and sound as well as an external alternating electric
field, applied mainly to the head. The contact electrode is a metal bar in
physical contact with the bare feet of the subject; the field electrode
has the form of a hemispherical metal headpiece several inches from the
subject's head. According to the brief description by Hutchison, a signal
of less than 3 Volts at a frequency of 125 Hz is applied between the field
electrode and the contact electrode. In this configuration, the contact
electrode supplies to the body the current for charging the capacitor
formed by the headpiece field electrode and the apposing area of skin. The
resulting electric field stands mainly between the head piece and the
scalp. In the three external field arrangements mentioned, viz., Wiener,
Brennan, and Graham, the electric field is applied to the head, thereby
subjecting the brain to polarization currents. These currents run through
the brain in a broad swath, with a distribution determined by the bulk
geometry and nonuniformities of conductivity and permittivity. The scale
of the current density is conveniently taken as its maximum value on the
skin of the head. For sinusoidal fields this scale is easily calculated as
the product of radian frequency, vacuum permittivity, and maximum
amplitude of the external field on the head. Using Brennan's lowest
frequency of 5 Hz, his minimum free-air field strength of 590 V/m, and the
factor 17 as estimated above to account for polarization of the head by
the applied field, the scale of the polarization current density in the
brain comes to about 280 pA/cm.sup.2. In the absence of an understanding
of the neurological effects involved, it is prudent to avoid exposing the
brain to artificial bulk currents of such scale, and apply a factor 1/4000
for safety. Accordingly, polarization current densities in the brain in
excess of 70 pA/cm.sup.2 are considered substantial.
It is an object of the present invention to obtain a method and apparatus
for manipulating the nervous system by means of external electric fields
without causing substantial polarization currents in the brain.
The use of electric fields raises concerns about possible health effects.
Such concerns have been widely discussed in the news media in regard to
electric power lines and electric apparatus. Answering the pertinent
questions by objective research will take time, but meanwhile governments
have been setting guidelines for safe limits on field strengths. At
present, the strictest conditions of this sort are the Swedish MPRII
guidelines. Magnetic fields are of no concern here, because the currents
involved are so small. But the electric field must be considered, since
even at low voltages strong electric fields can result from field
electrodes placed close to the skin. With respect to extremely low
frequency electric fields, the MPRII guidelines limit the field strength
to 25 V/m in the frequency range from 5 Hz to 2 KHz. In the Brennan patent
the minimum field strength of 590 V/m violates the guidelines by a factor
24; when polarization effects are accounted for, the factor is about 400.
It is a further object of the present invention to manipulate the nervous
system by using external electric fields that are in compliance with the
MPRII guidelines.
Brennan stipulates voltages of at least 100 V, and as high as 600 V for the
preferred embodiment. Generation of such voltages requires a voltage
multiplication stage, if low voltage battery operation is desired. This
increases the current drain and the size of the generator. The large
voltages also raise safety concerns. It is yet a further object of the
present invention to manipulate the nervous system by means of external
electric fields, using low voltages that are generated by small and safe
battery-operated devices with low current consumption.
In the arrangements of Wiener and Brennan, the electric field is induced by
field electrodes that are positioned at opposite sides of the subject.
This limits portability and convenience of use. It is a further object of
the present invention to provide a method and apparatus for the
manipulation of the the nervous system by electric fields in a manner
which does not require field electrodes placed at opposite sides of the
subject's body.
SUMMARY
Experiments have shown that weak electric fields of frequency near 1/2 Hz
applied externally to the skin of a human subject can cause relaxation,
doziness, ptosis of the eyelids, or sexual excitement, depending on the
precise frequency used. In these experiments, the electric field was
applied predominantly to skin areas away from the head. Apparently, the
external electric field somehow influences somatosensory or visceral
afferent nerves, which report the effect to the brain. Although the
mechanism whereby the field acts on the afferents or their receptors is
unknown, the effect must take the form of a slight modulation of
spontaneous spiking patterns of nerves, because the polarization current
densities induced by the field are much too small to cause firing of the
nerve. If the applied field is periodic, so will be the modulation of the
spiking patterns, and the brain is then exposed to an evoked periodic
signal input. Apparently, this signal input excites certain resonant
neural circuits, the state of which has observable consequences. Since the
resonances are excited through somatosensory or visceral afferents, they
are called "sensory resonances".
Besides the resonance near 1/2 Hz that affects the autonomic nervous
system, we have also found a resonance near 2.4 Hz which slows certain
cortical processes. For both resonances the electric field strength on the
skin must lie in a certain limited range for the physiological effects to
occur. This "effective intensity window" can be determined accurately for
the 2.4 Hz resonance, by measuring the time needed to count silently
backward from 100 to 60.
The external electric field used for stimulation is induced by a pair of
field electrodes placed such that the subject is entirely outside the
space between the field electrodes, thereby affording compact field
electrode configurations and convenience of deployment. In fact, a pair of
field electrodes can be contained together with the voltage generator in a
single small casing, such as a powder box. Such a small device can be used
conveniently by the general public as an aid to relaxation, sleep, or
sexual excitement, and clinically for the control and perhaps a treatment
of tremors and seizures, and disorders of the autonomic nervous system
such as panic attacks.
Two or more pairs of field electrodes may be combined to advantage if the
field outside the space between the electrodes is used as stimulant. Two
pairs deployed close to the skin can be balanced such that the resulting
field stands essentially only on the skin area directly apposed to field
electrodes, the field over the rest of the body being negligible. In
another configuration, m pairs of field electrodes can be combined in an
assembly which features so called full compensation, where in the
multipole expansion of the induced potential at large distances the
contributions of the individual pairs to the first m-1 terms cancel each
other. The electric field of the assembly is then asymptotically multipole
of order 2m, so that the field falls off as the inverse 2m+1 th power of
distance, thus featuring a short range and directional properties.
Such a multipole electrode with a fully compensated assembly of 4 field
electrode pairs, driven by a small low-voltage generator powered by a
standard 9 V battery, has been used effectively as a sleeping aid. The
thin multipole electrode was placed under a mattress about 13 cm below the
subject, such that the main emission lobe was roughly at lumbar height.
With the same setup, a man can arrange for rather intense and prolonged
sexual excitiment by assuming a position on the mattress such that the
main emission lobe from the multipole electrode intersects his perinaeum.
DESCRIPTION OF THE DRAWINGS
FIG. 1 depicts a preferred embodiment, showing the placement of field
electrodes on one side of the subject's body.
FIG. 2 illustrates the electric field generated between the field
electrodes and the subject's body.
FIG. 3 shows a generator for an electric field that fluctuates as a rounded
square wave, and has an automatic shutoff.
FIG. 4 shows a generator for an electric field that fluctuates as a rounded
square wave, and has an automatic frequency shift and shutoff.
FIG. 5 shows a generator for an electric field that fluctuates as a rounded
square wave with a chaotic time dependence, and has an automatic shutoff.
FIG. 6 shows an embodiment with the field electrodes and generator
contained in a single casing.
FIG. 7 shows a pair of field electrodes charged to opposite polarity, and
positioned such that the subject is entirely outside the space between the
field electrodes.
FIG. 8 illustrates the electric field of the electrode pair of FIG. 7 in
the presence of a subject that is entirely outside the space between the
electrodes.
FIG. 9 shows two pairs of field electrodes, balanced for localized field
administration.
FIG. 10 depicts a multipole field electrode for producing a short range
electric field.
FIG. 11 shows the equivalent circuit for the subject exposed to an electric
field as in the configuration of FIGS. 1 and 2.
FIG. 12 shows a circuit for generating a single-polarity pulse.
FIG. 13 shows how to obtain a square wave from a clock signal by frequency
division.
DETAILED DESCRIPTION
The invention is based on the discovery, made in our laboratory, that
neurological effects can be induced in a human subject by weak external
low frequency electric fields, applied to skin areas away from the head.
For example, application of rounded square wave fields with a peak
amplitude of about 1 V/m and a frequency near 1/2 Hz to lower-body skin
areas induces ptosis of the eyelids, relaxation, drowziness, a pressure
sensation at a spot about 1 cm above the bridge of the nose, seeing moving
patterns of dark purple and greenish yellow with the eyes closed, a tonic
smile, a tense feeling in the stomach, sudden loose stool, and sexual
excitement, depending on the precise frequency used.
The sharp frequency dependence of the observed physiological effects
suggests that one is dealing here with a resonance phenomenon which
involves resonant states of neural circuits.
The mentioned physiological effects were observed initially for external
field strengths in the range from 1 to 25 V/m, but recent experiments have
shown effects with much weaker and stronger fields.
In classical electrical nerve stimulation one applies currents of a
magnitude and duration large enough to cause firing of nerves, as
expressed by the so called strength-duration curve with typical times of
0.1 ms and currents of the order of 1 mA.
In our experiments the electric currents induced in the subject's body by
the external electric field are orders of magnitude too small for causing
classical nerve stimulation. Yet, the experiments show that a localized
external field applied to skin areas away from the head elicits effects
that are reported to the brain by afferent nerves; the possibility that
high-conductivity pathways such as blood, lymph, or spinal fluid play an
essential role in the process has been ruled out by dedicated experiments.
Since classical nerve stimulation does not occur in the experiments, the
afferent signals must have the form of a modulation of spontaneous spiking
patterns. The simplest such modulation is frequency modulation (fm), but
more subtle modulation modes [10] may be involved. For simplicity of
description however, we will refer to the modulation as fm. In our
experiments the modulation is very shallow, but evidently the weak
incoming fm signals can cause excitation of a resonance in certain
receptive neural circuits. In order to be susceptable to modulation by the
weak external electric fields, sensory and visceral receptors and
afferents must exhibit spontaneous spiking.
Judging by the physiological effects mentioned, the sensory resonance near
1/2 Hz involves the autonomic nervous system and it is therefore sometimes
called the 1/2 Hz autonomic resonance. Another sensory resonance has been
found near 2.4 Hz; it shows up as a considerable increase in the time of
silently counting backward from 100 to 60, as fast as possible, with the
eyes closed. The counting is done with the "silent voice" which involves
motor activation of the larynx appropriate to the numbers to be uttered,
but without the passage of air, or movement of mouth muscles. Since
counting is a cortical process, the 2.4 Hz resonance may be called a
cortical sensory resonance. In addition to affecting the silent counting,
the 2.4 Hz resonance is expected to influence some other cortical
processes as well. It was found that in the long run the resonance has a
sleep inducing effect. Very long exposures have caused dizziness. Using
another excitation modality, a new cortical resonance has been spotted
near 10 Hz; this resonance speeds up rather than slows the silent
counting.
Exploitation of sensory resonances and reliance on modulation of
spontaneous spiking patterns of afferent nerves makes it possible to
manipulate nervous systems with small fields, produced by low voltages.
Moreover, employing the natural signal pathways of afferent nerves into
the brain allows application of the field to skin areas away from the
head. The invention thereby meets the stated objects of providing
manipulation of the nervous system without causing substantial
polarization current densities in the brain, compliance with the MPRII
field limits, and use of low voltage battery-operated generators with
small current consumption.
The invention provides a method and appartus for manipulating the nervous
system of subjects. Such manipulation includes relaxation and the
induction of sleep or arousal, as well as the control and perhaps a
treatment of tremors, seizures, and disorders resulting from malfunctions
of the autonomic nervous sytem, such as panic attacks.
The equipment suitable for the generation of the weak electric fields used
for the modulation of afferent nerves consists of field electrodes and a
voltage generator. The field electrodes can simply be conductive foils,
wires, or meshes that may be covered with an insulating layer. The field
electrodes are to be electrically connected to the generator, but
insulated from the subject. The voltage generator is to produce a low
fluctuating voltage. The fluctuation may be sinusoidal, square wave with
various values of duty cycle, rounded or not, triangular, trapezoidal, or
a combination of these shapes at the same or different frequencies; it
need not even to be periodic, but may have a complicated spectrum, as long
as there is sufficient energy at or near the resonance frequency of the
sensory resonance of interest. For a human subject the sensory resonance
frequencies known at present lie in the range from 0.1 to 45 Hz. Automatic
control of the fluctuating voltage can be provided in the form of an
automatic frequency shift or automatic shutoff, after elapse of a certain
time interval, or more elaborate arrangements such as frequency and on/off
schedules.
A preferred embodiment of the invention is shown in FIG. 1, where the
voltage generator 1, labelled as "GEN", is connected to the field
electrodes 2 by wires 3; the field electrodes 2 are positioned away from
and on one side of the subject 4. The voltage generator may be tuned
manually with the tuning control 21. As an option, sheet conductors 43 and
43', such as aluminum foils may be placed near the subject in order to
diminish interference from a 60 Hz or 50 Hz house field, to be discussed.
In the present invention the external electric field is applied
predominantly to certain selected areas of the skin of the subject, such
as areas 36 and 36' in FIG. 2, which also shows field lines 5 incident on
the subject 4. The skin area of predominant field application is here
defined as the set of points on the skin at which the absolute value of
the resultant field strength is at least twice the average over the skin.
The resultant field includes the electric field produced by polarization
charges on the skin. To avoid induction of substantial polarization
current densities in the brain, the skin area of predominant field
application should be chosen away, i.e., at least 10 cm, from the head.
A suitable voltage generator, built around two RC timers, is shown in FIG.
3. Timer 6 (Intersil ICM7555) is hooked up for astable operation; it
produces a square wave voltage with a frequency determined by resistor 7
and capacitor 8. The square wave voltage at output 9 drives the LED 10,
and appears at one of the output terminals 11, after voltage division by
potentiometer 12. The other output terminal is connected to an
intermediate voltage produced by the resistors 13 and 14. As a result, the
voltage between the output terminals 11 alternates between positive and
negative values. Automatic shutoff of the voltage that powers the timer,
at point 15, is provided by a second timer 16 (Intersil ICM7555), hooked
up for monostable operation. The shutoff occurs after a time interval
determined by resistor 17 and capacitor 18. Timer 16 is powered by a 3 V
battery 19, controlled by the switch 20. The output terminals 11 are
connected to the field electrodes 2 by conductors 3. The resistors 13 and
14 not only serve as a voltage divider that gives the intermediate voltage
to produce an alternating square wave, but provide current limitation as
well. A further decrease of the currents induced in the subject is caused
by the output capacitor 22. There is the option of including a switch 44
in the output circuit, in order to prevent polarization of the electrode
assembly by a 60 or 50 Hz house field when the device is inactive. The
circuit shown produces an alternating square wave at the output terminals
11. Instead, a single polarity wave may be used, which amounts to adding a
constant bias field. By itself, such a field does not give rise to
polarization currents, so that the physiological effect is the same as for
an alternating field, as long as the subject is not moving. A
single-polarity wave may be obtained, as shown in FIG. 12, by connecting
the negative battery terminal 42 to the output terminal 47.
A time variation of frequency may be accomplished by manipulating the
control voltage section of a dual timer with theoutput of the other
section. An embodiment for this type of operation is shown in FIG. 4. The
dual timer 23 (Intersil ICM7556) is powered at point 24 by voltage from
the output 15 of timer 16 (Intersil ICM7555), which serves as an automatic
shutoff after a time interval determined by resistor 17 and capacitor 18.
The timer operation is started by closing the switch 20. The voltage at
output 25 of the dual timer 23 drives the LED 10, and is applied, via the
variable resistor 12, to one of the terminals of output 11 of the voltage
generator. Resistors 14 and 13 provide an intermediate voltage at the
other terminal of the output 11, such as to result in a potential
difference between the output terminals that alternates between positive
and negative values of substantially equal magnitudes. The frequency of
the square wave at point 25 depends on resistor 7 and capacitor 8. The
frequency is also influenced by the control voltage applied to the timer.
A frequency upshift can be obtained by applying the output of the second
section of the dual timer 23 to the control voltage pin of the first timer
section, via resistor 26. This second timer section is hooked up for
monostable operation. The output terminals 11 are connected by conductors
3 to the field electrodes 2, which are pieces of aluminum foil, covered by
insulating tape on both sides. Low frequencies can be monitored with an
LED 10 of FIG. 3. The LED blinks on and off with the square wave, and it
doubles as a power indicator. The frequency can be determined by reading a
clock and counting LED light pulses. For higher frequencies a monitoring
LED can still be used, if it is driven by a wave obtained by frequency
division of the generator output wave.
The voltage generators discussed above have oscillators of the RC type, but
other types of low voltage oscillators can be used as well. For instance,
the voltage generator can be built as a digital device, shown in FIG. 13,
in which a square wave output 48 is derived from a clock signal 50 by a
frequency divider 51. Chaotic signals, time variation of frequency,
programmed frequency sequences, automatic turn on and shutdown, frequency
adjustment, and frequency monitoring may also be accomplished digitally. A
computer that runs a simple timing program can be used for the generation
of all sorts of square waves that can be made available at a computer
port. A economic and compact version of such an arrangement is provided by
the Basic Stamp, which has an onboard EEPROM that can be programmed for
the automatic control of the fluctuating voltage generated, such as to
provide desired on/off times, frequency schedules, or chaotic waves. In
the interest of controlling polarization current peaks or complying with
MPRII guidelines, the square waves can be rounded by RC circuits, and
further smoothed by integration and filtering. In this manner, a
near-sinusoidal output can be achieved. Such output can also be obtained
with a digital sine wave generator based on a walking ring counter, or
with a waveform generator chip such as the Intersil ICL8038. Analog
circuits for tunable sine wave generators based on LC oscillators with
passive inductance and capacitance are not practical for the present
purpose because of the very large component parameter values required at
the low frequencies. Large inductances can be produced by a compact active
stage, or one can use two separate RC phase shift circuits connected in a
loop with an amplitude limiter. Tuning may be done with a single
potentiometer.
Applications are envisioned in which the field electrodes are driven by a
fluctuating voltage that is chaotic. Such a voltage is here defined as
having pseudo-random mean crossing times, or peak times, or both. A simple
example is provided by a a square wave for which the transition time
intervals form a pseudo-random sequence, within rather close upper and
lower limits. The brain is adaptive, but the chaotic transitions are
difficult to learn and anticipate, and therefore a field with a slightly
chaotic square wave may thwart habituation. A sensory resonance can still
be excited by such a wave, if it has a pronounced spectral peak close to
the resonant frequency. The chaotic wave can also be used for upsetting
pathological oscillatory modes in neutral circuits, thereby providing some
measure of control of tremors, for instance in Parkinson patients.
An embodiment which involves a chaotic square wave electric field is shown
in FIG. 5. The dual timer 23 (Intersil ICM7555) is powered, at point 24,
by the output 15 of timer 16 (Intersil ICM7555), hooked up for monostable
operation, such as to provide automatic shutoff after a time determined by
resistor 17 and capacitor 18. Operation of timer 16 is started by closing
switch 20. Both sections of the dual timer 23 are hooked up for bistable
operation, with slightly different RC times. The voltage at output 25 of
the first timer section is used to drive the LED 10; after voltage
division by the variable resistor 12, the voltage is applied to one of
outputs 11. The other output 11 is an intermediate voltage from the
voltage divider formed by resistors 14 and 13. The outputs 11 are
connected to the field electrodes 2 through conductors 3. The RC time of
the first timer section is determined by resistor 7 and capacitor 8. The
RC time of the second timer section is determined by resistor 27 and
capacitor 28. The two timer sections are coupled by connecting their
outputs crosswise to the control voltage points, via resistors 29 and 30.
with capacitors 31 and 32 to ground. For a proper range of component
values, the square wave output of each of the timer sections is chaotic.
An example, the following component values result in a satisfactory
chaotic output: R.sub.7 =1.22 M.OMEGA., R.sub.27 =1.10 M.OMEGA., R.sub.29
=440 K.OMEGA.), R.sub.30 =700 K.OMEGA., C.sub.8 =0.68 .mu.f, C.sub.28 =1.0
.mu.f, C.sub.31 =4.7 .mu.f, and C.sub.32 =4.7 .mu.f. Tests with a subject
who is not a Parkinson patient, but who has a hand tremor of another
origin, have shown good control of the tremor by a square wave chaotic
electric field with chaotic time dependence, using the generator of FIG. 5
with the component values given above, and with electrodes placed
vertically on two opposite vertical sides of the seat cushion of an easy
chair.
Of convenience in social settings is an embodiment in which a pair of field
electrodes and a voltage generator are contained in a single casing such
as a small box, purse, powder box, or wallet. An embodiment of this type
is shown in FIG. 6, where the generator 1' with tuning control 21' is
placed inside a powder box casing 45 with hinge 49. The field electrodes 2
and 2' are contained in the casing 45. The field electrodes 2 are
connected to the generator 1' by conductors 3. For brevity, field
electrodes mounted on the outside surface of the casing are considered as
contained in the casing.
The peak-to-peak variation of the output voltage of the voltage generators
discussed above cannot exceed 16 V, because of supply voltage limitations
for the CMOS timer chips. However, much lower output voltages suffice for
most applications. An output voltage of 2.4 volts peak to peak is adequate
for the setup of FIG. 1. Such an output voltage is provided by the signal
generators of FIGS. 3 and 4, when powered by a 3 V battery. The small
voltages suffice even for embodiments in which the generator and the field
electrodes are mounted in a single small box, in spite of the small area
available for the electrodes.
In applications of modulation of afferent nerves by an external electric
field there is usually also present a 60 Hz or 50 Hz house field, i.e., an
electric field emanating from house wiring, electric apparatus and
electric power lines. House fields can have considerable strength; Becker
and Marino list the electric field, at 1 ft distance from an electric
blanket, broiler, refrigerator, food mixer, hairdryer, color TV, and light
bulb respectively as 250, 130, 60, 50, 40, 30, and 2 V/m. The house field
may cause inadvertent modulation of afferent nerves that interferes with
the purposeful modulation of the present invention. Such interference may
be diminished by decreasing the strength of the house field incident on
the subject, by placing near the subject a sheet conductor that is
oriented roughly parallel with the local house field. An example is shown
in FIG. 1, where a sheet conductor in the form of aluminum foils 43 is
placed against the underside of a bed, and a continuation 43' of the foil
covers the back of the headboard. The house field diminishing effect of a
properly placed and oriented sheet conductor can be readily understood as
due to electric polarization of the sheet conductor by the house field.
There is further concern about the effect of house field induced electric
polarization of the electrode assembly, that may occur at times when no
external electric field is being generated by the apparatus, but a
connection exists between the field electrodes by virtue of the device
circuit. This state occurs during most of the night, if the apparatus of
FIGS. 3 or 4 is used as a sleeping aid with permanently placed field
electrodes, after automatic shutoff has cut the power to the oscillator.
Of concern is the circuit comprised of the two field electrodes, their
connections to the generator, and pertinent output circuitry in the
generator. Referring to FIG. 3, it is seen that this circuit includes the
capacitor 22 and part of the potentiometer 12. The house field generally
induces polarization currents in this circuit. The resulting polarization
charges on the field electrodes induce an electric field with a
nonuniformity scale comparable to the electrode spacing. This 60 Hz field
may cause modulation of the same afferent nerves as those involved in the
purposeful modulation. The inadvertent modulation may cause weak fm
signals of 60 Hz frequency in receptive neural circuitry. The unwanted
signals may be diminished by using the sheet conductor described above.
Alternatively, or in addition, polarization of the electrode assembly by
the house field may be preventing by breaking the electric connection
between the field electrodes by means of a switch (44 in FIG. 3) in one of
the output leads of the signal generator. The switch may be ganged with
the power switch or controlled by the automatic shutoff circuit.
For proper design and application of the disclosed devices one needs to
know the electric effects induced in an exposed subject. These effects can
be calculated by considering the field application as a capacitive
coupling of the field electrodes to the subject's body. FIG. 11 shows an
equivalent circuit for the situation, where the output terminals 11 of the
generator are connected to field electrodes 2 and 2', as in the
configuration of FIG. 1. The external electric field induced by the field
electrodes is predominantly applied to the skin areas 36 and 36', also
shown in FIG. 2. The capacitance between field electrode 2 and the skin
area 36 is denoted in FIG. 11 by C.sub.es ; the same capacitance is
assumed between field electrode 2' and skin area 36'. The capacitance
between the field electrodes by virtue of field lines that do not
intersect the subject is denoted by C.sub.ee. In FIG. 11, the portions of
the electrodes that couple capacitively to the subject and the portions
that couple to each other are shown as separate plates, for clarity of
presentation. In the equivalent circuit the subject is modeled by series
resistors R indicated by 72 and capacitors C (indicated by 70) that are
shunted by resistors R indicated by 71. This lump-parameter circuit
represents the electric properties of the bulk biological tissue involved,
accounting for resistivity and permittivity. The impedance of the subject
circuit is
##EQU1##
where i=.sqroot.-1, and f is the frequency of the voltage between the
generator terminals 11. The imaginary term in (1) expresses the ratio of
displacement current to conduction current in the subject's tissue. This
ratio may be calculated from the bulk permitivity .epsilon. and the bulk
resistivity .eta. of the tissue. The permittivity .epsilon. is very much
larger than that of vacuum, owing to capacitive effects of the thin
biological membranes. For very low frequencies Nunez gives
3.4.times.10.sup.6 for the dielectric constant and .eta.=4.15 .OMEGA.m for
the resistivity, both for bulk muscle tissue. The norm of the imaginary
term in (1) then comes to
2.pi.fRC=7.9.times.10.sup.-6 f. (2)
For sensory resonance frequencies f in the range 0.1 to 45 Hz this term is
negligible compared with unity, and the same is true for harmonics in the
absence of steep fluctuations in the generator voltage. The subject
impedance is then purely resistive,
Z.sub.s =2(R'+R)=2R.sub.1, (3)
in good approximation. The extended circuit that includes the capacitance
C.sub.es between field electrodes has the impedance
##EQU2##
For the voltage between the skin areas 36 and 36' of the subject one finds
##EQU3##
where V.sub.o is the voltage between the generator output terminals 11. In
order to estimate the imaginary term in (5) one writes
R.sub.1 =.eta.l/A, (6)
where A is the area of skin region 36 or 36', l is a significant depth of
tissue, and .eta.is the resistivity of the bulk tissue. The capacitance
C.sub.es may be written
C.sub.es =.epsilon..sub.o A/d, (7)
where .epsilon..sub.o is the permittivity of vacuum and d is a scale
distance that characterizes the gap between field electrode and the
subject's skin. In this manner one finds the estimate
i2.pi.fR.sub.1 C.sub.es =i2.pi.f.epsilon..sub.o .eta.l/d. (8)
For practical configurations the ratio l/d ranges about from 4 to 400.
Using the value .eta.=4.15 .OMEGA.m given by Nunez and .epsilon..sub.o
=8.854 pf/m, it is found that the magnitude of the term (8) is negligible
compared with unity for sensory resonance frequencies and their harmonics,
in the abstence of steep voltage fluctuations. Then the voltage between
the skin areas 36 and 36' is negligible compared with V.sub.o, so that the
subject's skin may be considered an equipotential surface, for the purpose
of external electric field calculations. The amplitude of the current
density in the exposed skin area and the underlying tissue of the subject
is then found to be
j=2.pi.f.epsilon..sub.o E.sub.o, (9)
if V.sub.o /(2d) is approximated by E.sub.o, the external electric field
standing on the skin. The same result is found from a one-dimensional
model of a sinusoidal electric field applied perpendicular to a
semi-infinite slab of uniform leaky polarizable material at frequencies
for which the displacement current can be neglected. As mentioned in the
Background Section, we consider polarization current densities in the
brain substantial if the amplitude j of (9) exceeds 70 fA/cm.sup.2.
The calculations are easily modified for the case that the capacitances
between field electrodes and skin areas 36 and 36' differ from each other.
For wave forms with steep transitions the tissue currents can be
calculated from the model of FIG. 11, retaining terms negected above as
the need arises. For some cases the generator output impedance Z.sub.o
indicated by 69 and the capacitance C.sub.es may have to be accounted for.
For the low frequencies involved, the skin effect does not affect the bulk
paths of the polarization currents.
The polarization current (9) drives ions to the surface of the skin of an
isolated subject, giving rise to a surface charge density
q=.epsilon..sub.o E.sub.o, (10)
which follows of course also directly from the one-dimensional model
mentioned, considering that the electric field in the tissue is negligible
for pertinent cases.
Presently, the experiments that underlie the invention will be discussed.
The experiment setup used initially was much like the one shown in FIG. 1,
with variations as to the skin area of predominant field application. The
voltage applied between the field electrodes was usually a rounded square
wave with a frequency that can be manually tuned from 0.1 to 3 Hz, by
adjusting the tuning control 21 on the generator 1 of FIG. 1. Frequencies
at which a physiological effect occurs were found by manual frequency
scanning. For the 1/2 Hz autonomic resonance, ptosis of the eyelids was
used as an indication that the autonomic nervous system was affected.
There are two ways in which this indicator may be used. In the first the
subject simply relinguishes control over the eyelids, and makes no effort
to correct for any drooping. The more sensitive second method requires the
subject to first dose the eyes about half way. While holding this eyelid
position, the subject rolls the eyes upward, while giving up voluntary
control of the eyelids. With the eyeballs rolled up, ptosis will decrease
the amount of light admitted into the eyes, and with full ptosis the light
is completely shut off. The second method is very sensitive because the
pressure excerted on the eyeballs by the partially closed eyelids
increases parasympathetic activity. As a result the eyelid position
becomes labile, as evidenced by a slight flutter. The labile state is
sensitive to small shifts in sympathetic and parasympathetic activity. The
method works best when the subject is lying flat on the back and is
viewing a blank wall that is dimly to moderately lit.
With this arrangement maximum ptosis occurred at a frequency near 1/2 Hz,
with external electric field amplitudes on the skin ranging from 1 to 25
V/m, where field amplitude is defined as half the peak-to-peak variation
in the field strength. Immediately after onset, the ptosis frequency,
defined as the frequency for maximum ptosis, slowly decreases until a
steady frequency is reached in 5 to 10 minutes. This is thought to be due
to changes in the chemical environment of the resonant neural circuitry,
caused by changes in the concentration of neurotransmitters or homones
that accompany or result from the resonance or from the subsequent change
in the autonomic nervous state. The slow shift of ptosis frequency
initially is so large that ptosis is lost if the frequency is not
adjusted. The ptosis is accompanied by a state of deep relaxation, and a
slight dull pressure at a spot about 1 cm above the bridge of the nose.
As directly demonstrated by the ptosis experiments, the present invention
can be used for inducing relaxation in a subject. In further experiments
with the device of FIG. 3 it has been found that, in the frequency range
from 11% below to 4% above the ptosis frequency the subject became very
relaxed after a few minutes of field application, using peak field
strengths on the skin of about 1 V/m. Other autonomic responses can be
obtained as well; tuning to 0.540 Hz brought on a tonic smile, provided
that the subject gives up voluntary control of the facial muscles
involved, so that the smile is controlled by the autonomic nervous system.
The method and apparatus can also be used for the induction of sleep. Tests
running for about 400 nights were conducted on a subject who had trouble
sleeping due to prolonged severe situational stress. In these tests, an
external electric field was set up by applying a square wave voltage of 20
V peak to peak between two field electrodes placed directly beneath the
bed sheet on both sides of the hips. Good results were obtained with
frequencies of about 1/2 Hz. More recently, the device of FIG. 4 with a 3
V battery has been used for about 300 nights, under the same stressful
conditions. Among the various electrode positions tried, the placement
depicted in FIG. 1 was found to be most effective for inducing peaceful
sleep. In this configuration the field electrodes 2 are located directly
under the mattress, in the vertical symmetry plane through the long axis.
The maximum electric field amplitude on the subject's skin is estimated as
about 1 V/m. Two modes of operation were used. In the first mode, the unit
was turned on at bedtime, at a frequency of 0.545 Hz. After 15 minutes,
the device automatically shifts upward by 3%, and it turns off the
oscillator after another 15 minutes. A second mode of operation involves
initial tuning for ptosis, followed by manual tracking of the slowly
downshifting ptosis frequency, using the tuning control 21 shown in FIG.
1. About 5 minutes after a steady ptosis frequency is reached, the device
is shut off manually. Tracking the ptosis frequency during its downward
shift brings an increasingly deep state of relaxation and detachment.
Sleep usually follows shortly after the device is shut off manually.
At frequencies somewhat different from the ptosis frequency, sexual arousal
has been observed. In a male subject 67 years of age the incidence of
morning erections increased considerably when a rounded square wave
voltage was applied to field electrodes 2 placed as shown in FIG. 1, at a
frequency of 0.563 Hz, and also to a lesser extent, at 0.506 Hz. These
frequencies were found by manual scanning in the range from 0.1 to 3 Hz.
The signal generator of FIG. 3 was used, powered by a 3 V batttery. For
frequencies near 0.550 Hz, rather intense sexual excitement lasting for up
to an hour has been induced in a man 70 years of age, by applying the
external electric field predominantly to a skin area that includes the
perinaeun skin.
There needs to be concern about kindling of epileptic seizures in
susceptable individuals. Kindling has traditionally involved passage of
currents of the order of 0.1 mA directly to a part of the brain, such as
the amygdala. Although in the present invention substantial polarization
current densities in the brain are avoided, an effect similar to kindling
might occur if critical neural circuits are subjected to repeated sessions
of periodic fm signals from somatosensory or visceral afferents. To guard
against such an effect, the frequency of modulation of afferents for use
by the general public should be chosen away from frequencies involved in
epileptic seizures. Modulation frequencies below 2 Hz may perhaps qualify
in this regard.
The pathological oscillatory neural activity involved in epileptic seizures
is influenced by the chemical milieu of the neural circuits that partake
in the oscillation. Since the excitation of the sensory resonance may
cause a shift in neurotransmitter and hormone concentrations, external
electric fields may be useful for the control and perhaps treatment of
seizures. For this purpose, the patient wears compact field electrodes and
a voltage generator, to be manually activated when the patient experiences
a seizure precursor or aura. A small box that contains the field
electrodes as well as the generator may be suitable for this purpose.
The modulation of afferents by external electric fields may also be used
for the control of tremors in Parkinson patients, by interfering with the
underlying pathological oscillatory activity. Upsetting such activity by
modulating afferent nerves by means of an external electric field tuned to
a frequency slightly different from that of the pathological oscillation
may also be useful for the control of seizures.
The method may be applied for the control of panic attacks, when these
involve an abnormally high activity of the sympathetic nervous system. The
experiments on ptosis, relaxation and sleep suggest that fluctuating
external electric fields can diminish sympathetic activity. The apparatus
of FIG. 3 may be used, tuned to a frequency just below ptosis, or, for
severe cases, right at ptosis. In this application it is convenient to use
a generator and field electrodes mounted in a single casing, such as a
small box, wallet, purse, or the powder box of FIG. 6.
The manipulation of the nervous system by external electric fields tuned to
a sensory resonance frequency is of course subject to habituation,
sensitization, classical conditioning, and the placebo effect. To minimize
habituation in the use as a sleeping aid, the field should be
predominantly applied to a different skin area each night. Sensitization,
the placebo effect, and positive classical conditioning enhance the
efficacy of the method. Clinical trials can be designed such that the
placebo effect does not contribute to the statistical mean. This is done
by arranging the generator output to the field electrodes to be passed or
blocked by computer, according to a pseudo-random sequence with a seed
determined by date and time. Whether the field was on or off is unknown
until the run is complete and the response of the subject has been entered
into the computer. The arrangement is equivalent to a trully double-blind
study.
In the configuration of the Brennan patent, the two field electrodes are
positioned on opposite sides of the subject's head. This configuration
restricts compactness and portability of the equipment as well as
convenience of use.
In the present invention the field electrodes are placed on one side of the
subject's body. For certain important cases this diminishes the
practically obtainable field strength on the subject's skin, but
application of the electric field to afferent nerves instead of directly
to the brain and exploitation of sensory resonances makes it posssible to
employ weak fields, thereby rendering the configuration broadly viable.
The electrode configuration of the present invention allows the field
application to be restricted to one or a few limited skin areas.
In the present invention the subject is entirely outside the space between
the field electrodes. The space between two field electrodes is defined as
consisting of all points P through which a straight line exists that
intersects the two field electrodes at points that lie on opposite sides
of P.
For the special case of field electrodes that form a parallel-plate
condensor, the field outside the space between the field electrodes is
commonly known as the fringe field. The same type of field with much the
same utility is induced outside the space between any pair of field
electrodes that are charged to opposite polarities; the electrodes need
not have the same shape or size, nor do they need to be parallel or planar
or directly apposed to each other. Since the electrodes are charged to
opposite polarity, the pair of field electrodes may be seen to form a
two-plate condensor. If the pair consists of two field electrodes that are
roughly parallel and apposed to each other, it is here called a doublet,
but it is not necessary that the field electrodes of a doublet have the
same shape and size.
The type of field electrode configuration of the present invention is
illustrated in FIG. 7, which shows a pair of field electrodes 2 and 2'
connected by conductors 3 to an input port 55 that receives a fluctuating
voltage from the generator 1, labeled "GENERATOR". The pair is positioned
such that the subject 4 is entirely outside the space 46 between the field
electrodes. Optionally, dielectric sheets 53 may be used for insulation.
Upon being charged to opposite polarity, the field electrodes of the pair
induce outside the space 46 the electric field illustrated in FIG. 8.
Shown are the field electrodes 2 and 2', the space 46 between the
electrodes, the subject 4, and several field lines 5 impinging on the
subject.
In FIG. 7, the field electrodes are connected by conductors 3 to an input
port 55 for receiving a fluctuating voltage. This connection is
straightforward for the single electrode pair of FIG. 7, but for multiple
pairs more complicated connections may be desired, and voltage dividers
may be used as well. Such connections and voltage dividers are provided by
a distributor which charges the electrodes of each pair to opposite
polarity, upon receiving a fluctuating voltage at the input port. Examples
for distributors for pairs of field electrodes are shown in FIGS. 9 and
10, to be discussed. The straigthforward set of connections 3 for the
single electrode pair of FIG. 7 is seen as a special case of a
distributor.
In certain experiments and clinical applications there is a need for an
external electric field that is strictly confined to two selected skin
regions. Such a field can be set up with two electrode pairs as depicted
in FIG. 9, where field electrodes 2 and 2' are closely apposed, in
parallel fashion, respectively by electrodes 38 and 39 called shield
electrodes. A conductor 40 connects the shield electrodes, so that they
have the same potential. Electrodes 2 and 2' are connected by wires 41 to
the input port 55 which is to receive a voltage from the generator.
Although not shown, insulation is applied between electrodes 2 and 38, and
between electrodes 2' and 39. Optionally, insulation is applied to the top
and bottom of the two resulting structures as well, so that two five-layer
sandwiches result. The two field electrode pairs are placed in close
proximity of the skin 37 of the subject, in the orientation shown in FIG.
9. The voltage between the shield electrodes and the skin is determined by
two capacitive voltage dividers. This voltage is zero if the ratio of the
capacitance between electrodes 2 and 38 and the capacitance between
electrodes 2' and 39 is the same as the ratio of the capacitance between
electrode 2 and the skin 37 and the capacitance between electrode 2' and
the skin 37. In that case, no field lines stand between the shield
electrodes and the subject's skin, and we will say that the two electrode
pairs are balanced. The external electric field is then confined to four
narrow spaces, viz., the space between electrode 2 and the skin 37,
between electrode 2' and the skin, between electrode 2 and the shield
electrodes 38, and between electrode 2 and shield electrode 39, except for
edge fields pouring from the edges of the narrow spaces. These edge fields
extend over a distance of the order of the electrode separation or the
distance from electrode 2 or 2' to the skin. If these separations are very
small, so will be the spatial extents of the edge fields, and the external
field on the skin will then be essentially confined to the skin areas
directly apposed by the electrodes 2 and 2'. Electrodes 2 and 2' need not
be positioned in close proximity to each other. The conductor 40 may be a
conductive foil, which may simply be the continuation of the shield
electrodes 38 and 39.
The balanced electrode pairs of FIG. 9 can be seen as two pairs of field
electrodes that are connected in series, and therefore as a special case
of pairs of field electrodes with a distributor. In this case the
distributor comprises the connections 41 between the field electrodes and
the input port 55, as well as the connection 40 between the shield
electrodes 38 and 39. Balancing may be applied to more than two field
electrode pairs, in order to restrict the field application to more than
two skin areas.
The balanced pairs may be doublets. A pair of field electrodes may be used
in the compact configuration wherein the field electrodes are contained
together with the generator in a single casing, such as the powder box of
FIG. 6. The electrode configuration of FIG. 1 is a special case of a pair
of field electrodes charged to opposite polarity and placed such that the
subject is entirely outside the space between the field electrodes.
There sometimes is a need for a short range electric field that is produced
by field electrodes placed some distance away from the subject's body.
This can be accomplished with an assembly of field electrode pairs
designed such that their combined field is asymptotically multipole, i.e.,
at large distances r, the potential falls off as 1/r.sup.k, with k>2. The
integer k is called the order of the multipole. An assembly of field
electrode pairs with this property is here called a multipole field
electrode. In order to see how to build such an electrode, consider that
in free space the potential for the field induced by an axisymmetric
assembly of m field electrode pairs has a so-called multipole expansion
with terms of the order of 1/r.sup.2, 1/r.sup.4, 1/r.sup.6, etc. Each of
these terms is the sum of contributions from the individual field
electrode pairs. It is possible to choose the geometry and driving
voltages of the electrode pairs such that for each of the first m-1 terms
in the multipole expansion the individual contributions cancel each other.
The m electrode pairs are then said to be fully compensated. The leading
term of the multipole expansion is then of the order 1/r.sup.2m, so that
the field produced by the assembly is asymptotically multipole of order
2m.
A practical multipole electrode can be designed as follows. Consider, in a
plane, an assembly of m concentric circular field electrode pairs each of
which forms a parallel-plate condenser, with radii R.sub.j, and voltages
V.sub.j, j=1 to m. It can be readily shown that the first m-1 terms in the
multipole expansion of the electric potential induced by the assembly
vanish, i.e., the assembly is fully compensated, if
.SIGMA.R.sub.j.sup.2 V.sub.j =0, .SIGMA.R.sub.j.sup.4 V.sub.j =0, . . .
.SIGMA.R.sub.j.sup.2m-2 V.sub.j =0, (11)
with the sums taken over j=1 to m. This is a Van der Monde system that can
be solved, for any m, by a modification of the Pascal triangle for the
binomial coefficients. The modification entails starting each row of the
triangle with the row number, and completing the row by the well-known
Pascal triangle construction. One thus finds for the first row 1, for the
second row 2,1, for the third row 3,3,1, for the fourth row 4,6,4,1, etc.
For the assembly of m doublets, the modified Pascal triangle must be
completed up to row m. The voltages V.sub.j are then to be taken
proportional to the sequence of numbers in the mth row of the triangle,
with alternating signs. The squared radii, R.sub.j.sup.2, of the
individual doublet discs are to be taken proportional to the index j. The
resulting V.sub.j and R.sub.j satisfy Eq. (11), as can be verified by
substitution. The superposition of m electrode pairs can be implemented in
practice by adding the voltages in the regions of overlap, and applying
these sums as driving voltages to annular electrode pairs with radii
R.sub.j-1 and R.sub.j, R.sub.0 being chosen as zero. As an example for
m=4, one has a central electrode pair of radius R driven by a voltage V,
an annular electrode pair with inner radius R and outer radius R.sqroot.2
driven by the voltage -3 V, an annular electrode pair with inner radius
R.sqroot.2 and outer radius R.sqroot.3 driven by a voltage 3 V, and an
annular electrode pair with inner radius R.sqroot.3 and outer radius 2R
driven by the voltage -V. In practice the voltages are derived from an
accurate resistive divider. The above calculations give a good
approximation if the electrode separations in the individual pairs are
very small, so that the areas of the electrodes that have considerable
nonuniformities in charge distribution are negligible.
If the order of the multipole field electrode is increased, the asymptotic
multipole field falls off faster, and a larger driving voltage is required
in order to induce the same field strength at any fixed point far on the
symmetry axis. Furthermore, finer fabrication tolerances are required,
because the multipole action is based on full compensation, i.e., the
cancellation of the lower order pole contributions. The latter two effects
place a practical upper limit on the order of the multipole field
electrode.
The field of a charged electrode pair polarizes adjacent electrode pairs.
This cross coupling is unwanted, since it complicates design of the
multipole field electrode. The coupling can be kept to negligible levels
by choosing the two field electrodes of each pair to be very close to each
other.
The cancellation of the lower order terms in the multipole expansion occurs
in the asymptotic field, i.e., in practice at distances large compared to
the size of the multipole. At such distances however, the field is very
weak, owing to the rapid falloff of the multipole field, together with
practical limitations on the generator voltage. Hence, at useful
distances, the field may have significant components that deviate from the
leading multipole term. These terms may need to be calculated in order to
estimate the strength and pattern of the field applied to the subject's
skin. At large distances the asymptotic multipole field behavior takes
hold, and the range restriction is thereby accomplished.
The structure of the multipole electrode of order 8 of the type discussed
above is shown in FIG. 10 as an axisymmetric assembly of individual
electrode pairs 57, 58, 59, and 60 with symmetry axis 56. Each of these
electrode pairs forms a parallel plate condensor. The electrode pair 57
has the shape of a disc, whereas the electrode pairs 58, 59, and 60 have
annular shape. The assembly of electrode pairs is fastened to two adhesive
sheets of insulation 61, which are stuck together in the border region 62.
An insulating layer 66 is applied between the upper assembly consisting of
the electrode pairs 57 and 59, and the lower assembly consisting of the
electrode pairs 58 and 60. Each of the pairs consists of two field
electrodes, such as 63 and 64 for the pair 57, insulated by a dielectric
layer 65. Here, the distributor involves a resistive voltage divider 68
and connections to the various points in the electrode pair assembly and
to the input port 55 that is to receive a fluctuating voltage. For
readability of the drawing, some of these connections are implicitly
indicated as pairs of identical letters placed at certain connection
points; such point pairs are understood to be electrically connected.
The multipole electrode of FIG. 10 has four electrode pairs which together
cover a geometric disc without leaving gaps. However, configurations with
gaps can be designed, by considering each gap as an annular electrode pair
with zero driving voltage. The coefficients R.sub.j.sup.2, R.sub.j.sup.4,
etc. in Eq. (11) are then replaced by differences of powers of the outer
and inner radii of the annular gaps, as will be evident by carrying out
the multipole expansion of the electric potential. The solution by the
modified Pascal triangle no longer holds, but the equations that express
full compensation, i.e., the vanishing of the first m-1 terms in the
multipole expansion, can be readily solved numerically. Non-axisymmetric
multipole electrodes can be designed as well, but the analysis then
requires spherical harmonics; full compensation is again defined in terms
of the asymptotic potential, as the optimal cancellation of lower-order
terms.
A multipole field electrode of order 8 has been built as a circular planar
sheet, with a central electrode pair of R=6.25 cm radius. The multipole
electrode induces an electric field with a lobe structure, so that on the
subject's skin there is a set of zones of positive and negative field
amplitudes. The setup with the multipole field electrode placed under the
mattress at lumbar level has been tested as a sleeping aid for about 30
nights, with good results. With the same setup, a man 70 years of age can
experience rather intense sexual excitement lasting for about an hour, by
assuming a position on the mattress such that the central emission lobe
from the multipole electrode intersects his perinaeum.
Fixing all experiment parameters except for the field strength, the
described physiological effects are observed only for field intensities in
a limited interval, here called "the effective intensity window". This
feature of sensory resonance may be understood as due to nuisance-guarding
neural circuitry that blocks impertinent repetitive sensory signals from
higher processing. For the guard circuitry to spring into action, the
nuisance signal needs to exceed a certain irritation threshold. This
explains the existence of the upper boundary of the effective intensity
window. The lower boundary is due to the fm detection threshold of
processing circuits.
It has been observed that, for larger exposed skin areas, lower field
strengths suffice for the excitation of sensory resonances. This "bulk
effect" is important for the proper use of the invention, and can be
understood as due to an increase of the signal to noise ratio of the fm in
the output of summing neurons, when the number of frequency modulated
afferents is increased. For affected cutaneous receptors with uniform
surface density .rho. one expects the observable response of application
to the skin area A.sub.s of an external field with amplitude E.sub.o and
frequency f to be a function of E.sub.o .sqroot.(f.rho.A.sub.s), as can be
shown assuming that the unmodulated spontaneous spiking of the afferents
produces in the dendrite of a summing neuron a Poisson stream of charge
injections. For fixed f and .rho. it seems therefore best to express the
effective intensity window in terms of E.sub.o .sqroot.A.sub.s.
Experiments for exploring the window for the 2.4 Hz sensory resonance have
been conducted using as field generator a parallel plate condensor type
pair of field electrodes driven by a sine wave of 1.25 V amplitude and a
frequency near 2.4 Hz. The electrode pair was placed at distances from the
subject ranging from 64.5 to 208 cm, about at hip height. At these
distances a large skin area is exposed to the field. For each distance the
maximum field induced on the subject's skin was estimated, using the
method of images to account for polarization charges induced on the
subject's skin. In terms of the parameter E.sub.o .sqroot.A.sub.s, the
effective intensity window was found to extend from 17 to 123 mV. The
window of course depends on the surface density of the cutaneous receptors
that are modulated by the field.
In the experiment discussed above different field strengths on the subject
were obtained by placing the electrode pair at different distances.
Another experiment was performed in which the skin area A.sub.s was fixed,
and the field strength was varied by changing the voltage applied to the
field electrodes. The latter were two balanced pairs with field electrodes
of 223.times.230 mm applied to the thighs of the subject a distance of 5
mm from the skin. A sinusoidal voltage was applied to the electrodes, with
frequency of 2.408 Hz and an amplitude of 1.25 V. The skin area A.sub.s is
here the same as the electrode area of 513 cm.sup.2. In terms of E.sub.o
.sqroot.A.sub.s, the effective intensity window was found to extend from
18.2 to 158 mV. Considering differences in the surface density of
pertinent cutaneous receptors for the two experiments described, the
measured windows are consistent with the notion that the physiological
response to the external field application is a function of the parameter
E.sub.o .sqroot.(f.rho.A.sub.s).
One sometimes needs to reduce data on effective intensity windows such as
to eliminate the effect of the surface density .rho. of cutaneous
receptors that are affected by the field. A convenient parameter of this
type is the span of the window, defined as the ratio of the upper to lower
boundary of the window.
The mechanism of the human electroception discovered and discussed here is
unknown. For the experiments performed, the polarization current (9)
always is orders of magnitude too small to cause quiescent nerves to fire.
However, as pointed out by Terzuolo and Bullock, modulation of the
frequency of an already active neuron can be achieved with voltages very
much lower than those needed for excitation of a quiet neuron. Voltage
gradients as small as 1 V/m across the soma were sufficient to cause a
marked change of firing of adaptive stretch receptors of crayfish.
Terzuolo and Bullock further remark that the value of the critical voltage
gradient for this effect may actually be much smaller than 1 V/m.
Unfortunately, in our weak field experiments the polarization current
density j of (9) and the accompanying internal electric field appear too
small to cause even this effect. However, thermal motion of ions cause
smearing of the surface polarization charge density (10) over a layer with
thickness of the order of the Debye length, so that the applied external
field penetrates to some depth into the skin instead of ending abruptly at
the outer skin surface. Cutaneous receptors present at that depth will be
exposed to an electric field with a strength of the order of the applied
external field. This electric field may perhaps be strong enough to
modulate the spontaneous spiking of slowly adapting mechanoreceptors such
as Ruffini endings and Merkel cells, which are found roughly at a depth of
0.2 mm in the skin.
Thus far arrangements have been discussed where the modulation of afferents
by the field occurs in cutaneous receptors. An essentially different
situation of interest occurs when the tissue underlying the skin area of
predominant field application is traversed by a nerve that has no
receptors in the overlying skin. The question then arises whether the
spike trains carried by the afferent fibers in the nerve can be modulated
without causing classical nerve stimulation. Since polarization charges on
the skin cannot have an effect in this case, any modulation occurring must
be due to currents. Since the origin of the currents does not matter, they
may as well be introduced by contact electrodes, thereby affording simple
control of the current magnitude for research purposes. An experiment was
done in which currents in the tissue were produced by two contact
electrodes (3M red dot.sup..UPSILON.m, 22.times.22 mm) placed on the skin
at the back of the right knee, with a center-to-center separation of 45
mm, such as to expose the underlying sciatic nerve to longitudinal
currents. For a sinusoidal current with a peak density amplitude of 3.4
nA/cm.sup.2 at a frequency of 2.410 Hz, the 100-60 counts showed
excitation of the 2.4 Hz resonance. The current density of 3.4 nA/cm.sup.2
is much too small for causing classical nerve stimulation. No excitation
was found for a similar current injection transverse to the nerve. The
experiments show that indeed, afferent fibers in a nerve can be modulated
by artificial electric currents without undergoing classical nerve
stimulation. The finding that transverse currents do not excite the
resonance shows that the modulation is really done on the afferent fibers,
and not on receptors. Similar results were found for sinusoidal current
applications to the skin over the right vagus nerve in the neck. Exposure
to longitudinal currents in the range from 200 pA/cm.sup.2 to 60
nA/cm.sup.2 caused excitation of the 2.4 Hz resonance, but transverse
currents showed no effect.
In both these experiments it appears that longitudinal artificial currents
in the tissue surrounding the afferent can affect the propagation velocity
of action potentials in the nerve; pulsing the applied currents would then
result in frequency modulation of the spike trains received by the brain.
Since the propagation velocity of action potentials along an axon is
influenced by the membrane conductance, and the latter is a sensitive
function of the membrane potential, it is plausible that the propagation
speed can be modulated by perturbations of the membrane potential that are
brought about by longitudinal currents superimposed on the currents that
accompany the action potential propagation, considering the
nonuniformities of conductivity in the current path distribution. These
propagation speed modulations, small as they are, may perhaps evoke an fm
signal in the brain that suffices for the excitation of a sensory
resonance. The influencing of the action potential propagation speed along
an axon by an external electric field is of great importance to neural
science and needs to be investigated further.
Excitation of the 1/2 Hz resonance is possible with large external electric
fields, up to 10 KV/m, produced by placing an insulated pair of field
electrodes directly on the skin of the thighs. A sweat layer then quickly
develops between the skin and the mylar sheet that covers the field
electrode. This highly conductive sweat layer removes the polarization
charges from the skin so that the mechanism of Debye smearing of the
polarization charges in the skin cannot operate. Therefore, the modulation
of cutaneous nerves in this case must be due to polarization currents. For
the rounded square wave used, the peak polarization current density in the
skin apposing the field electrodes is found to have an amplitude of about
100 nA/cm.sup.2. Since the afferents of the cutaneous nerves in the dermis
are oriented roughly perpendicular to the skin surface, the local
polarization current is longitudinal with respect to the afferent fibers,
so that one expects the afferents to be subject to modulation by the
currents, at least by virtue of the action potential propagation speed
effect discussed. In addition, the cutaneous receptors may respond as well
to the large polarization currents. The modulation of cutaneous nerves by
the large external field of 10 KV/m in the presence of a sweat layer
between skin and field electrode insulation is thereby understood to about
the same extent as the other modulation situations. It is emphasised that
the polarization current density of 100 nA/cm.sup.2 is still much too
small to cause classical nerve stimulation.
Strong fields applied to areas of skin overlying nerves may be used for
modulating afferent fibers in these nerves, thereby providing a method for
manipulation of the nervous system via visceral afferents, as in the vagus
nerve. The method differs from that of Wernicke et al. and from that of
Terry et al., in that it employs field electrodes rather than contact
electrodes, so that it is noninvasive, and there is no reliance on
classical nerve stimulation, so that current densitites smaller by a
factor 50000 suffice. Furthermore, the present invention uses excitation
of sensory resonance. In our experiments, two balanced pairs of insulated
field electrodes are placed on or adjacent to the skin such that the line
connecting their centers is roughly parallel to the underlying nerve,
afferents of which are to be modulated. The field strength needed for the
excitation of sensory resonances can be calculated from (9) if the
necessary current densities are known. For the excitation of the 2.4 Hz
resonance through the vagus nerve, the effective intensity window in terms
of current density is found to extend from 21 pA/cm.sup.2 to 41
nA/cm.sup.2. Using (9), the corresponding field strengths for a sine wave
are found to range from 3.8 KV/m to 7.6 MV/m. A low voltage sine wave
generator suffices for the production of fields in a low part of this
range, if the two balanced pairs of insulated field electrodes are placed
directly on the skin. For instance, with insulating tape 0.076 mm thick
(3M Scotch.sup..UPSILON.m Mailing Tape), a voltage amplitude of 1 V gives
a field of 13.2 KV/m.
Strong-field experiments have been conducted on the sciatic nerve
underlying the skin on the back of the knee, using an insulated doublet
with 60.times.42 mm area. With the doublet positioned in the skin fold of
the bent knee, and an 162.times.135 mm insulation sheet provided such that
the polarization currents cannot be shortened by apposing skin of calf and
thigh, the sciatic nerve was exposed to longitudinal polarization currents
of the order of 50 pA/cm.sup.2, caused by fields of about 3.7 KV/m set up
by a sine wave voltage of 1.13 V amplitude at a frequency of 2.414 Hz.
Silent counting from 100 to 60 showed that the 2.4 Hz resonance was
excited.
A similar experiment was done in the right armpit, exposing the ulnar nerve
to longitudinal polarization currents that were caused by a 60.times.42 mm
field electrode pair inbedded in the 162.times.135 mm insulation sheet
discussed above, using the same voltage amplitude and frequency as before.
The 100-60 counting showed excitation of the 2.4 Hz resonance.
Finally, a strong-field experiment was done on the right vagus nerve in the
neck, using two balanced doublets of 22.times.22 mm area, at a
center-to-center distance of 45 mm, oriented such as to expose the nerve
to longitudinal polarization currents. The field electrodes were driven by
a sinusoidal voltage with an amplitude of 1.13 V and a frequency of 2.414
Hz. Again, the 100-60 counting showed excitation of the 2.4 Hz resonance.
In spite of the rather close proximity of the skin area of predominant
field application, the brain was not subjected to substantial polarization
current densities, by virtue of the strict field localization by the
balanced field electrode pairs.
The experiments discussed show that there are two mechanismss of modulation
of afferents by an electric field applied to the skin. The first
mechanism, called charge modulation, involves modulation of cutaneous
sensory receptors by the weakened external field as it penetrates a short
distance into the skin due to the thermal smearing of polarization
charges. In the second mechanism, called current modulation, the
polarization currents are strong enough to cause modulation of the
propagation speed of action potentials along axons exposed to the
currents. It appears that both mechanisms are possible even when the
polarization currents are much too weak to cause classical nerve
stimulation. Sensory resonances can be excited with both these mechanisms,
but the effective intensity windows have different spans. For the 2.4 Hz
sensory resonance the window for charge modulation mechanism extends
roughly from 20 mV to 140 mV in the parameter E.sub.max .sqroot.A.sub.s,
to be adjusted for different densities of the affected cutaneous
receptors. With current modulation, the effective intensity window extends
roughly from 21 pA/cm.sup.2 to 41 nA/cm.sup.2, to be adjusted for the
number of affected afferents in the nerve exposed to the polarization
currents. The span of about 2000 for this window compared to about 8 for
charge modulation shows that different mechanisms are involved. Current
modulation is suitable for manipulation of the nervous system through
visceral or somatosensory afferents in large nerves that are, at places,
capacitively accessible through the skin, such as vagus and sciatic
nerves. In these cases, the application of external fields can be done
with two balanced pairs of field electrodes, placed on the overlying skin
in the direction of the nerve. When used properly, the balanced electrode
pair assures that the field is applied strictly to the underlying skin,
without exposing more distant regions of the body, such as the brain, to
substantial polarization currents. The field strengths appropriate for
exitation of sensory resonances through the two mechanisms differ by a
large factor; for charge modulation, typical fields on large skin areas
range from 10 to 200 mV/m, whereas for the current modulation the fields,
naturally for localized small skin area exposure, are of the order of
kilovolts per meter. For both mechanisms, the proper fields can be
produced by the same low voltage generator, simply by using different
field electrodes and deployment. A field electrode pair placed some
distance from the subject is particularly suitable for charge modulation
of cutaneous receptors over large skin areas, whereas the two balanced
pairs is the field electrode configuration of choice in the current
modulation regime.
The method is expected to be effective also on certain animals, and
applications to animal control are therefore envisioned. The nervous
system of humans is similar to that of other mammals, so that sensory
resonances are expected to exist in the latter, albeit with somewhat
different frequencies. Accordingly, in the present invention, subjects
generally are mammals.
The invention is not limited by the embodiments shown in the drawings and
described in the specification, which are given by way of example and not
of limitation, but only in accordance with the scope of the appended
claims.
* * * * *